Blog

Ian Stevenson, Managing Consultant at Strategic Regulatory Management Limited gives his perspective on the UK Senior Managers and Certification Regime (SMCR) which comes into play in December.

Topics: Client Assets (CASS), Risk Management, Investment Management, Flexible, Talent Solutions, SMCR

November 18, 2019

FourthLine's Director of Talent Services, Dan Waltham discusses 8 essential areas companies should recruit for now in order to ensure future effective risk and regulation management.

Topics: Featured, Client Assets (CASS), Legal, Risk Management, Investment Management, Professional Services, Technology Media and Telecoms, Talent Solutions

November 11, 2019

FourthLine Director Dan Waltham discusses the merits of looking beyond contingent as the only recruitment solution.

Topics: Insider, Client Assets (CASS), Risk Management, Investment Management, Banking, Consumer, Technology Media and Telecoms, Talent Solutions

November 8, 2019

As many financial services firms continue to take an approach that obstructs progress and collaboration, Jo Parkhill asks why the industry still seems unable to move away from siloed ways of working.

Topics: Client Assets (CASS), Investment Management, Insurance, Banking

April 5, 2019

We interviewed Elaine Sutton, an experienced CASS professional and CF10a at Sova Capital Limited, to find out more about the current state of the CASS sector.

Topics: Client Assets (CASS), Investment Management, Banking

March 15, 2019

TPA oversight has been a focus for the auditors for the last couple of years due to past failings, so FourthLine's CASS team hosted a Breakfast Briefing on the topic.

Topics: Client Assets (CASS), Investment Management, Banking

October 30, 2018

Following the increase in 48-hour Resolution Pack reviews by the FCA, FourthLine hosted our first event of 2018 centred around the CASS RP.

Topics: Client Assets (CASS), Investment Management

May 18, 2018

FourthLine's Senior Consultant within our dedicated CASS team, James Carter, takes a look at the specific skills that are difficult to source within the CASS space.

Topics: Client Assets (CASS), Investment Management, Banking

April 20, 2018