FCA releases key findings regarding Coronavirus related forbearance

March 25th saw the publication of the Financial Conduct Authority’s (FCA) key findings in relation to Coronavirus related forbearance.

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The PRA and FCA release their Policy Statements for Operational Resilience

In line with their promise to deliver a Policy Statement for Operational Resilience by the end of Q1 2021, the FCA and PRA hit a buzzer-beating submission with their outputs this morning. The Policy ...

Topics: Featured, Risk Management, Insurance, Banking, Professional Services, Flexible, Talent Solutions, operational resilience

March 29, 2021
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Regulatory Compliance Roles | Salary Benchmark Report & Key Challenges

We have just released our 2021 Compliance Roles Salary Benchmark report for the UK. The report also highlights the latest challenges facing leaders managing regulatory compliance, financial crime, ...

Topics: Featured, Client Assets (CASS), Banking, Financial Crime, Flexible, Talent Solutions, Vulnerable Customers

March 10, 2021
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The Evolution of FinTech and Planning for the Future

The Financial Services landscape has changed significantly over the past ten years. Previously, customers were faced with limited options for banking and other financial services, mostly relying on ...

Topics: Featured, Banking, Technology

March 5, 2021
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Key takeaways | FCA Payments & E-Money safeguarding & wind-down webinar

On 21 January, the Financial Conduct Authority (FCA) delivered a Payments & E-Money: safeguarding & wind-down webinar to compliance consultants which included some significant points that will be of ...

Topics: Featured, Client Assets (CASS), Investment Management, Banking, Prudential regime

January 21, 2021
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Understanding the drivers for Barclays’ £26 million fine for treatment of customers in financial difficulty

On Tuesday 15 December, the Financial Conduct Authority (FCA) published their Final Notice on regulatory action that resulted in a £26m fine for Barclays.

Topics: Featured, Risk Management, Banking, Consumer

December 15, 2020
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SMCR implementation: will your business be ready in time?

With COVID-19 forcing nearly 50,000 solo regulated firms in the UK into reprioritising activities to ensure continuity and operational resilience during the pandemic, the Senior Managers and ...

Topics: Insider, Featured, Legal, Investment Management, Banking, Consumer, Technology Media and Telecoms, Talent Solutions, SMCR

September 28, 2020
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Looking back at our "Analysing the 2020 FCA Business plan for FinTechs and Consumer Firms" webinar

This month our Director, Dan Waltham interview Gerard Hurley, Chief Compliance Officer at Chip for our latest webinar on the 2020 FCA Business Plan for FinTechs and Consumer Firms.

Topics: Investment Management, Banking

May 15, 2020
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Operational Resilience in the face of COVID-19

COVID-19 has now officially been declared a Pandemic by the World Health Organisation and a public health emergency, impacting people’s lives, businesses and the wider economy.

Topics: Featured, Risk Management, Insurance, Banking, Professional Services, Flexible, Talent Solutions, operational resilience

March 12, 2020
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